Information for Doctors
Complaints received On or After 6 May 2025
The Regulated Professions (Health and Social Care) (Amendment) Act 2020 ("2020 Act") was enacted in October 2020. It brings several amendments to the existing legislation that regulates professionals in the healthcare sector, including doctors, nurses, pharmacists, dentists, and other health and social care practitioners.
The 2020 Act introduces changes to the investigation process of complaints by the Medical Council but only at the preliminary, or initial, stage of the process. From 6 May 2025, all new complaints will be investigated under the new legislation.
The below steps outline information on how to make a complaint and the possible outcomes under the new legislation.
Step 1: Complaint Submission
- A complaint may be submitted to the Chief Executive Officer (CEO) of the Medical Council. Complaints must concern a registered doctor and relate to serious matters such as professional misconduct, poor medical care, or similar concerns. They must be made in good faith.
Step 2: Initial Review by the CEO
The CEO conducts an initial assessment. Complaints deemed frivolous, vexatious, or not made in good faith may be dismissed at this stage. A link to the Medical Council’s Guidance for the Triage & Investigation of Complaints is available here.
Serious criminal convictions are referred directly to the Medical Council.
In most cases, an Authorised Officer (AO) will be appointed to investigate the complaint.
Step 3: Notification and Documentation
If a complaint proceeds:
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You (the doctor) will receive:
- A copy of the complaint.
- A letter notifying you that an investigation is commencing.
- A copy of the Preliminary Proceeding Committee’s (PPC) procedures.
- The complainant will receive:
- An acknowledgment letter.
- An information booklet.
- A copy of the PPC procedures.
A link to the Medical Council’s Procedures for the CEO and PPC in relation to complaints is available here.
Step 4: Investigation by the Authorised Officer
The AO conducts a thorough investigation, which may include:
- Requesting further documents or information from you.
- Asking you to respond to specific allegations.
- Interviewing you and/or relevant third parties.
- Reviewing relevant records (including clinical records).
- Consulting expert opinions, where appropriate.
Step 5: PPC Review and Potential Outcomes
Once the investigation is complete, the file is passed to the Preliminary Proceedings Committee (PPC). The role of the PPC is to investigate the complaint, and the PPC will decide if there is enough cause to take further action.
The PPC may:
- Request further investigation or information.
- Recommend informal resolution or mediation.
- Take no further action.
- Refer you to the Fitness to Practise Committee/Inquiry.
- Offer you an opportunity to enter into an undertaking.
Undertakings
- If the PPC does not refer the complaint to a Fitness to Practise inquiry, it may instead invite you to enter into an undertaking.
Examples of undertakings include:
- A commitment not to repeat the behaviour complained of.
- Participation in a professional competence scheme or remedial training.
- Agreement to undergo medical treatment.
- Acceptance of a formal warning (censure) from the Medical Council.
If you agree to an undertaking, the complaint process concludes at that point, and no inquiry is held. The Medical Council will receive a summary report of the complaint and the actions agreed.
If you do not agree to the proposed undertaking, the complaint proceeds as if no request was made. This could lead to a referral to a Fitness to Practise inquiry.
A link to the Medical Council’s Guidance for Undertakings & Consents is available here.
Risk to the Public
At any time during the process, if the CEO or PPC determines that you may pose an immediate risk to the public, the case can be referred to the Medical Council to consider suspending your registration on an interim basis.
Supports available
To support doctors, medical students, and individuals who are engaging with the Medical Council, we offer CAREhub - an independent, confidential, wellbeing support service provided by Lyra Health International. This service provides a safe space to speak with a qualified professional offering emotional and well-being support.